Senior Manager, Audit - 2073036

Company: Fidelity Investments
Location: Boston, MA
Posted on: March 29, 2023

Job Description:

Position Description:

Provides independent and objective audit and advisory services that manage risk, improve customer service, and enhance business performance. Executes risk-based and data-driven audits. Leads business and integrated audits focused on risk and controls and the development of integrated audit plans. Utilizes workplace, healthcare, and benefits knowledge to conduct regular audits. Partners with management to facilitate the identification and resolution of risk and audit issues.

Primary Responsibilities:

Develops hypotheses around risk and controls.

Evaluates business operations and systems using audit automation tools.

Performs general auditing practices using risk based data.

Prepares detailed reports on audit findings.

Reports asset utilization and audit results with recommended changes in operations and financial activities.

Examines and evaluates financial and information systems, and recommends controls to ensure system reliability and data integrity.

Examines records and interviews workers to determine recording of transactions are in compliance with laws and regulations.

Analyzes business operations, trends, costs, revenues, to project future revenues and expenses or to provide advice.

Audits payroll and personnel records to determine unemployment and insurance premiums.

Prepares, analyzes, and verifies annual reports using accounting and statistical procedures.

Examines and analyzes accounting records to determine financial status of establishment and prepares financial reports concerning operating procedures.

Mentors junior team members.

Education and Experience:

Bachelors degree (or foreign education equivalent) in Financial Analysis and Risk Management, Computer Science, Engineering, Information Technology, Information Management, Information Systems, or a closely related field and five (5) years of experience in the job offered or five (5) years of experience performing financial, compliance, capital audit, data analytic, information security, and risk management of enterprise and business operations.

Or, alternatively, Masters degree (or foreign education equivalent) in Financial Analysis and Risk Management, Computer Science, Engineering, Information Technology, Information Management, Information Systems, or a closely related field and three (3) years of experience in the job offered or three (3) years of experience performing financial, compliance, capital audit, data analytic, information security, and risk management of enterprise and business operations.

Skills and Knowledge:

Candidate must also possess:

Demonstrated Expertise (DE) executing large-scale financial audits -- performing risk assessments, and planning, scoping, testing, and delivering concurrent audits with an emphasis on treasury operation process and sox control testing by meeting with key stakeholders, drafting risk and control matrix and testing scope, performing control testing (reconciliation controls, pull data from source system, variance analysis testing, trend analysis, PV table), identifying potential risk gaps, and preparing audit reports.

DE executing large-scale compliance audits by examining regulations --FINRA 1210 & 1220, SEC Rule 17a & 17f -- using SQL scripting language to pull data and aging analysis testing; and developing risk assessment audit reports and presentations with recommended remediation and corrective actions for senior management, using Microsoft Office suite and Visio.

DE evaluating models, methodology, and scenario assumptions, using data analytics and scripting tools; and reviewing models/EJMs to verify run through and errors, using SAS logs and machine learning algorithms.

DE analyzing and interpreting financial reporting -- Balance Sheets, Income Statements, and Capital Plans; and identifying anomalies, implementing analytics, and developing audit plans to test the operating effectiveness of financial controls.

For full job details and to apply, please visit https://jobs.fidelity.com/ and search for job number: 2073036.

Keywords: Fidelity Investments, Boston , Senior Manager, Audit - 2073036, Finance , Boston, MA, Massachusetts