Associate Compliance Analyst
Company: Fidelity Management & Research Company
Location: Boston
Posted on: May 29, 2023
Job Description:
Associate Compliance Analyst Fidelity TalentSource is your
destination for discovering your next temporary role at Fidelity
Investments. We are currently sourcing for an Associate Compliance
Analyst to work in Boston, MA or Westlake, TX! This is an exciting
opportunity for those who enjoy working in a dynamic, high volume
and fast-paced operations environment. Working in a deadline driven
compliance setting, we are looking for someone who is organized,
analytical, and effective in processing operational requests in a
timely and efficient manner with a low number of errors. The Role
The Associate Compliance Analyst is part of a team responsible for
providing registration and licensing support to maintain the
securities registrations, investment advisor appointments, and
insurance licenses for our associates and the broker-dealer
registrations for Fidelity. The Expertise and Skills You Bring
- Bachelor's degree required
- Previous phone or customer service and operations experience
required
- 1-2 years of relevant experience in audit, regulatory, risk, or
compliance environment preferred
- Strong problem solving and data analytical skills
- Positive attitude and goal-driven
- Problem-solver and inspire creative solutions
- Commitment to accuracy and quality
- Excellent organizational, operations, and process management
skills
- Ability to handle multiple tasks and priorities
simultaneously
- You can overcome unexpected obstacles with little or no
supervision
- Strong research and analytical skills
- Efficiently drive tasks to completion
- Attention to detail and the ability to communicate defects
clearly with relevant information
- Apply sound judgment to spot issues, assess risks, and identify
items requiring escalation
- Proficient in common MS Office applications and can quickly
learn and master internal websites, databases, and applications The
Team Fidelity Enterprise Compliance provides support to Fidelity
Businesses and associates in obtaining and maintaining their
securities registrations with FINRA and their state insurance
licenses to help Fidelity ensure compliance with Federal and State
regulations, manage risk, protect our associates and our customers,
and enhance business performance. COVID Work Policy Safety is our
top priority. Once we can be together in person with fewer safety
measures, this role will follow our dynamic working approach.
You'll be spending some of your time onsite depending on the nature
and needs of your role. Dynamic Working - Post Pandemic Our aim is
to combine the best of working offsite with coming together in
person. For most teams this means a consistent balance of working
from home and office that supports the needs of your role,
experience level, and working style. Your success and growth is
important to us, so you'll want to enjoy the benefits of coming
together in person - face to face learning and training, quality
time with your manager and teammates, building your career network,
making friends, and taking full advantage of cultural and social
experiences Fidelity provides for you. Company Overview Fidelity
TalentSource is the in-house temporary staffing provider for
Fidelity Investments, one of the largest and most diversified
global financial services firms in the industry. We welcome
individuals from all backgrounds, including technology and customer
service, to fill assignments across Fidelity's U.S.-based regional
and investor center locations. If you would like to experience
Fidelity's supportive and collaborative culture while expanding
your skill set and developing your professional network, consider a
role with Fidelity TalentSource. Apply today at. We believe that
the most effective way to attract, develop and retain a diverse
workforce is to build an enduring culture of inclusion and
belonging. Fidelity TalentSource will reasonably accommodate
applicants with disabilities who need adjustments to participate in
the application or interview process. To initiate a request for an
accommodation, please contact our HR team at . Information about
Fidelity Investments At Fidelity Investments, our customers are at
the heart of everything we do. As a privately held company with a
rich 75-year history, our mission has remained the same since our
founding: to strengthen the financial well-being of our clients. We
help people invest and plan for their future. We assist companies
and non-profit organizations in delivering benefits to their
employees. And we provide institutions and independent advisors
with investment and technology solutions to help invest their own
clients' money. For information about working at Fidelity, visit .
Fidelity Investments and Fidelity TalentSource are equal
opportunity employers.
Keywords: Fidelity Management & Research Company, Boston , Associate Compliance Analyst, Professions , Boston, Massachusetts
Didn't find what you're looking for? Search again!
Loading more jobs...